Consultants

Timothy Dunfey Esq., CFE, CAMS, Mr. Dunfey is a bank regulatory compliance and compliance risk management professional who has more than a decade of industry experience with financial services companies ranging in size from small banks with less than one hundred million dollars to multinationals such as Citibank, American Express and Morgan Stanley.

Mr. Dunfey helps both domestic and international financial institutions asses and address various types of compliance risk, develope a plan to mitigate compliance risk and manage communications with federal bank regulators, federal securities regulators and state bank and securities regulators concerning regulatory risk. 

In this regard Mr. Dunfey can assist with: drafting bank polices and procedures, hiring qualified banking management, drafting responses to federal regulatory inquiries, developing entire bank compliance departments and developing specialized bank compliance units.

In most cases, these bank compliance departments or specialized bank compliance units grow from the initial stages to a fully functional and highly effective unit.  These bank compliance departments or units conduct bank compliance functions such as data management, reporting, record retention, annual reviews, automated monitoring, CDD/EDD collection and specialized investigations.  The departments most commonly involved are domestic and international private banking, correspondent banking, commercial banking, retail banking as well as retail and commercial brokerage businesses.

In addition to his work as a compliance consultant, Mr. Dunfey is admitted to practice law in the State of Florida.

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